by Patrick M. Kelly | Nov 15, 2010 | Financial Services Industry, Wall Street
Now that the Dodd-Frank law has passed, the transition period is just beginning. Financial advisors with under $100 Million assets under management by July 2011 must transition their registration with the SEC to their state jurisdiction. However, during the...
by Patrick M. Kelly | Nov 10, 2010 | Financial Services Industry
A recent survey from ING Retirement Research Institute showed that Americans could save more for retirement, but don’t. Is it possible they are too concerned about their present economic status and can’t think about the future yet? While everyone knows those who save...
by Patrick M. Kelly | Nov 8, 2010 | Financial Services Industry
RBC announced a decrease in percentage of payouts for advisors generating under $300,000 in revenue in an effort to weed out smaller advisors. RBC is moving in a new direction and wants to attract more million dollar producers in an effort to double its productivity...
by Patrick M. Kelly | Nov 5, 2010 | Financial Services Industry, Wall Street
Read Bill Willis’ new article for OnWallStreet, The Treasure Within, set to publish on November 1, 2010.
by Patrick M. Kelly | Oct 26, 2010 | Financial Advisors, Financial Services Industry
The Dodd-Frank Wall Street Reform and Consumer Protection Act was signed in July by President Obama. This will require most financial advisors who have up to $100 Million in assets under management to register through the state instead of the SEC. Previously, advisors...
by Patrick M. Kelly | Oct 8, 2010 | Clients, Financial Services Industry
Revenues for investment advisory firms have increased since 2009 and some advisory firms know how to stay on top. What have these firms been doing to stay on top? Making sure their clients are at ease during these tumultuous economic times. Financial advisors are...
