by Patrick M. Kelly | May 21, 2012 | Dodd Frank, Volcker Rule
For months, large banks have been attempting to dial back the Volcker Rule, which was included in the Dodd-Frank Act and bans proprietary trading, arguing that regulators’ first proposal to implement it was unworkable. And until Friday, many in the industry had...
by Patrick M. Kelly | May 15, 2012 | Financial Advisor Job Recruits, Financial Advisors, Hiring, Job Market
Send us your application or give us a call to find out if we can help you make a change. We have finance jobs available now.
by Patrick M. Kelly | May 14, 2012 | Bank Advisors, Banks
“If you are conservative, and a team player who does not mind a more structured environment, then your personality could be right for the bank brokerage culture. If growing your business is more important than receiving the largest transitional package, then I...
by Patrick M. Kelly | May 11, 2012 | Financial Services Industry
Banks looking to increase their investment revenue could do better by focusing on reducing the size of advisors’ territories and hiring more financial advisors, according to PrimeVest’s latest white paper on “growing investment programs.” According to Catherine...
by Patrick M. Kelly | May 4, 2012 | Financial Advisors, Financial Services Industry, RIA
“aRIA” or Alliance for RIAs, has been formed by six RIA firms, it was announced this week according to Matt Ackermann, reporting for OnWallStreet. The group plans to meet on a regular basis and provide “thought leadership” to independent and wirehouse financial...
