by Patrick M. Kelly | Aug 5, 2013 | Clients, Financial Advisors
Client events can yield big returns. Some financial advisors report that up to half their annual referrals come from them. Doing an event right, though, is not easy. There is no one right way to do an event. But advisors who do them often and well say that the idea of...
by Patrick M. Kelly | Aug 2, 2013 | Financial Advisors, Financial Services Industry
Independent financial advisors could soon face a new complex set of anti-money laundering rules. FinCEN, is currently drafting a new set of anti-money laundering (or AML) rules for advisors, revising a proposal that was introduced in 2003 but ultimately abandoned in...