by Patrick M. Kelly | May 9, 2013 | Diversity, Financial Services Industry
“The financial planning profession is expected to expand by 32 percent by 2020, more than twice as fast as other professions, according to the Bureau of Labor Statistics. Noting that 70 percent of women would prefer to work with a woman advisor, the need and the...
by Patrick M. Kelly | May 6, 2013 | Brokers, Financial Services Industry, FINRA
FINRA’s proposal to require financial advisors to include a link to BrokerCheck on their Web sites and social media pages has been withdrawn—at least temporarily. BrokerCheck is an online tool investors can use to research the backgrounds of current and former...
by Patrick M. Kelly | May 3, 2013 | Financial Services Industry
The proposed rule, put forth by the Financial Industry Regulatory Authority, would require financial advisors to disclose the bonuses and other compensation they receive when switching employers. If the rule goes into effect, it could influence how advisors weigh...
by Patrick M. Kelly | May 1, 2013 | Breakaway Brokers, Going Independent
If you are a financial advisor looking to acquire or sell a practice, Willis-Consulting Inc. can assist you in the process. Our practice acquisition specialists will help manage your transition and assist you in structuring a satisfying agreement that compensates you...