Moving to a new firm is not for everyone, but if you are thinking about it, or have decided to jump in and “do it” make sure you have all your “ducks” in order.
Organization, account due diligence and compliance issues are the obvious first steps, but it does not end there. Crucial to a successful move is having a top sales assistant and transition team, both of which should have experience and knowledge in account transfer procedures.
Changing firms is time consuming and hard work, but with a team of true professionals, the move can be made with relatively few stumbling blocks.