by Patrick M. Kelly | Jun 28, 2010 | Financial Services Industry, Job Market, Wall Street
Being self-employed and having complete control of your business is not always as great as it seems. Some independent advisors find themselves limited on the different kinds of products and services they can offer their clients. Having your own business also involves...
by Patrick M. Kelly | May 24, 2010 | Wall Street
Interesting developments in the financial industry last week…The SEC, FINRA, and all exchanges actually agreed and reached consensus on a set of uniform circuit breakers that would be triggered if a security price moves 10% or more in a five-minute period…(all this as...
by Patrick M. Kelly | May 10, 2010 | Financial Services Industry, Job Market, Wall Street
Talk on the street is that they do not and that down the pipeline, they just as soon let that part of their business go. When BofA bought Merrill, they tallied 2.500 FA’s; since then 1,000 have left with prediction by some that as many as half of the BofA financial...
