by Patrick M. Kelly | Aug 16, 2012 | Technology
The platform, called “3D” based on its “multidimensional design” is designed to let the firm’s 17,000 financial advisors do everything from trading stocks and picking fund managers to helping clients manage their risks. It’s a supposedly state of the art system...
by Patrick M. Kelly | Jun 1, 2012 | Financial Services Industry
If you know Raymond James Financial Services structure, then you probably already know they support five different business models that their financial advisors within their Private Client Group can choose from in one combination or another to run their businesses....
by Patrick M. Kelly | Dec 13, 2011 | Technology
Last week, sixty UBS Wealth Management Americas financial advisors began a three month test drive of the “UBS FA Mobile” a byproduct of a collaboration between the firm and FrameHawk, a San Francisco-based developer of mobile applications. The application is...
by Patrick M. Kelly | Mar 24, 2011 | Financial Advisors, Financial Services Industry, wirehouses
Not according to the consensus of Bank Insurance and Securities Association members who attended its Third Party Marketer Forum this month. Not only are they not adapting well, but the banks seem to have cooled to going after the wirehouse reps. This is a big...
