Nick J. Mingone

Years in Financial Industry: 35

Industry Experience: Financial Advisor, Managing Director, RVP, Regional Director

Number of Successful Hires/Recruits: 1000 plus

Specialties: Bank Advisors, Wirehouse, Independents

“My Passion is for my Clients to feel they were heard and not sold and guided in the perfect direction for their careers”

Current Position: Regional Director; Responsibilities include assisting financial advisors in evaluating their career options and advising if a move would benefit their Practice and career enhancement.

Strengths:

• Passionate
• Good Listener
• Helpful Educator
• Problem Solver

“My Philosophy has been and will always be, to do the right thing for the Advisor to advance their career.“

Career History: Nick began his career as a financial advisor in 1984 with a Philadelphia based Financial Planning Firm where he quickly advanced to the level of Senior Partner. Over the next 30 years of his career Nick has held many leadership positions including Managing Director, Regional VP with a large regional bank in Greater Philadelphia area.

Additional Information: Nick resides in Naples Florida and summers at the Jersey Shore with his wife Linda. He enjoys Golf, Boating, and Fishing.

“I know I’ve done a good job when the Advisor and the Company have a perfect fit. I’ve been in both of their shoes and I know what it takes to succeed!”